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Home > Chapters > 4. Case planning > 1. Assess and prepare to develop a case plan

1. Assess and prepare to develop a case plan

A case plan must be developed to address the protection and care needs of any child who has been assessed as being in need of protection. The case plan will provide a clear statement about why the child is in need of protection and the roles and responsibilities of all participants in addressing the child's protection and care needs.

The assessment stage of case planning allows Child Safety Services to gather additional information to inform the case planning process (Child Protection Act 1999, section 51A-Y), assess the child and parental strengths and needs, ensure that the ongoing intervention that is occurring is appropriate to meet the child's safety needs and prepare for the family group meeting, which is to be held within 30 days of the decision that a child is in need of protection, or within the timeframe set by the court on an adjournment.

In order to meet the required timeframe, as soon as a child is assessed as being in need of protection, make a referral to a family group meeting convenor using the Family group meeting referral form and attach all relevant information, as outlined in 2.2 Provide information to the convenor.

The Child Protection Act 1999, section 51G(b), requires an inclusive process with the child and parent when planning and making decisions about the child's well-being and protection. For further information refer to The case planning process and Critical steps in case planning and the practice resource Case planning - an overview. In circumstances where it is not possible for a parent to actively participate in decision-making, involve them to the greatest extent possible and ensure they are provided with relevant information.

1.1 Gather information about the child and family

The quality of an initial case plan will depend on the level of engagement with the child and their family and the use of professional judgement to analyse the information gathered.

The assessment stage consists of gathering and assessing information about the family's functioning to inform the development of the case plan and provide a clear focus for intervention by Child Safety Services. It is a broader assessment than one based solely on risk to the child, and requires more in-depth knowledge of the family's situation, strengths and needs. The process of gathering information will:

In addition to the information already known by Child Safety Services about the child and family, gather further relevant information from:

This information is used to:

A thorough assessment will result in enhanced opportunities for the child and their family to participate in the case planning process. For further information, refer to the Strengths and needs interviewing questions.

For further information in relation to working with Aboriginal and Torres Strait Islander families, refer to the practice paper Working with Aboriginal and Torres Strait Islander people.

When the child or family is from a culturally and linguistically diverse background or has a disability that would require an interpreter to facilitate communication, arrange for interpreter services to assist with interviews and communication with a child and family where the child or family. If a family needs help communicating with Child Safety Services, refer to Interpreter services.

Where substance misuse is an identified risk factor in the family and it is considered that substance testing of parents will be a necessary and important part of the case plan for the child, refer to Chapter 10.14 Undertake the substance testing of parents.

Conducting criminal history checks on parents

When considered necessary, a request for a criminal history check on the child's parents (including a parent's partner) can be made (Child Protection Act 1999, section 95(3)) and authorised by the CSSC manager.

When a decision is made that a parent's criminal history is required:

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1.2 Assess the child's strengths and needs

An assessment of the child's strengths and needs will provide a snapshot of a child's functioning at a specific point in time, and will assist in identifying those needs that must be addressed in order to improve the child's emotional, physical and psychological well-being. The child's identified strengths will be incorporated where appropriate, to assist in the process.

An assessment of the child's strengths and needs must be completed:

The child strengths and needs assessment is designed to improve consistency in the assessment of strengths and needs, by ensuring that the child's functioning is considered within the same domains, using the same criteria.

The case planning process must also include provisions that address the child's developmental needs and assist them to gain the skills and sense of well-being that will allow them to realise their potential and positively participate in the wider community.

When the child is Aboriginal or Torres Strait Islander, ensure the recognised entity is consulted in the completion of the child strengths and needs assessment.

For additional assistance in determining the child's strengths and needs, refer to Physical and cognitive developmental milestones.

Complete the child strengths and needs assessment

To complete the child strengths and needs assessment:

For further information refer to the practice resource Structured decision making - an overview.

Long-term guardianship order to a suitable person

Completion of the child strengths and needs assessment is only required prior to each review and revision of the case plan for a child, when, under an existing guardianship order to a suitable person, ongoing child related costs or other financial supports require review based on the changing needs of the child.

In all other circumstances, the child strengths and needs assessment does not need to be completed, however, Item 10 'Additional child strength and need' must be selected in the case plan in ICMS, to allow the completion and endorsement of the case plan document.

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1.3 Assess the parental strengths and needs

An assessment of parental strength and needs will provide a snapshot of a parental functioning at a specific point in time, to assist the case planning process.

The completed parental strengths and needs assessment enables the parents and family group meeting participants, or relevant people, to develop strategies to address the needs of the parents, which may include building on the parents abilities and strengths as a resource, to meet the child's protection and care needs. This includes prioritising the three key needs to be addressed in the case plan.

An assessment of the parental strengths and needs must be completed:

The parental strengths and needs assessment is not completed when the child is subject to a custody or guardianship order and the case plan goal is not reunification.

The parental strengths and needs assessment is designed to improve consistency in the assessment of strengths and needs, by ensuring that parental functioning is considered within the same domains, using the same criteria.

When the child is Aboriginal or Torres Strait Islander, ensure the recognised entity is consulted in the completion of the parental strengths and needs assessment.

Choose a primary parent

The parental strengths and needs assessment allows for an assessment specific to each parent in the household. Prior to commencing the assessment, determine who the 'primary parent' is, by selecting the first of the following options that relates to the family situation:

Choose a secondary parent

Where applicable, the secondary parent is an adult living in the household who has routine responsibility for child care, but less responsibility than the primary parent. A partner may be a secondary parent even though they have minimal responsibility for care of the child.

Complete the parental strengths and needs assessment

To complete the parental strengths and needs assessment:

Where the substance testing of parents is considered a necessary and important part of the case plan for the child, refer to Chapter 10.14 Undertake the substance testing of parents.  

Select the three priority parental needs

Each case plan will focus on three priority parental needs only between the primary and secondary parent. These needs are to be prioritised in consultation with the family, and will be focussed on in the development of the case plan.

If more than three parental needs are identified between both parents or there are a number of needs with the same score, prioritise the needs by talking to the parents, using your professional judgement and considering:

Sometimes a lower scoring need may be prioritised because the parents are highly motivated to address the issue, and it will have a positive impact for the child.

As part of completing the assessment:

For further information refer to the practice resource Structured decision making - an overview.

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1.4 Determine the intervention required to keep the child safe

Following the completion of the relevant case planning assessment activities, and prior to the development of the case plan:

These decisions may be referred to as the 'bottom line' for case planning, and are to be made in consultation with the team leader, taking into consideration:

Where there are non-negotiable provisions required, for example, family contact can only occur if it is supervised, inform the family of the provisions and clearly explain the reasons for the decision, so that they do not feel powerless in the decision-making process.

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1.5 Explore service options

The provision of appropriate services to children and families by other government agencies or funded community sector services is often critical to achieving the case plan goal and outcomes. Prior to a family group meeting or case plan review, in consultation with the family, it is important to:

When there are no services available to meet the identified needs of the child or parents, consult with the team leader to develop alternative options for addressing the identified needs.

Liaising with service providers

When an agency has been identified as a potential service provider:

As part of this process, keep the child and family involved and informed about the service options. Decisions about suitable service options are to be made in consultation with the team leader and the information provided to the convenor of the family group meeting in a timely manner. This process must not pre-empt the family decision-making process at the family group meeting.

Any service providers involved in the preparation for the case plan, that might be involved with the child and family, should be given the opportunity to attend the family group meeting, where appropriate and where the family agrees to their involvement.

Resource approval

Seek approval from the financial delegate for any anticipated expenditure involved in the implementation of the case plan prior to the family group meeting.

Negotiate an immediate referral to a service

In situations where the child and family have agreed to a particular intervention, there are limited places at the agency and an immediate referral is required to secure the services for the child or family, consider obtaining approval for any financial resources required and making an immediate referral.

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Last updated
9 October 2009