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Home > Chapters > 4. Case planning > 5. Review and revise the case plan

5. Review and revise the case plan

5.1 Complete the review and revision process

Every case plan developed for a child under the Child Protection Act 1999, part 3A, must be regularly reviewed. The purpose of the case plan review is to assess progress towards achieving the case plan goal and outcomes and inform the development of a new case plan where the decision has been made to continue ongoing intervention.

Frequency of reviews

A case plan must be reviewed regularly, taking into consideration the following factors:

As a minimum, the case plan must be reviewed every six months.

Review participants

The following people must be given an opportunity to participate in the review of a case plan (Child Protection Act 1999, section 51W):

Decide the process for a case plan review

When reviewing a case plan, the use of a family group meeting is not required, but may be an appropriate way of engaging people, particularly when:

When a family group meeting is not to be used for the case plan review, consider a combination of strategies to conduct the review to ensure it occurs in an inclusive and participative way, for example, meetings with the family, meetings with individuals or groups of individuals or, where necessary, telephone interviews.

For case planning requirements for a child is subject to long-term guardianship to a suitable person, refer to Chapter 3, 1. What if a suitable person has long-term guardianship?

Review of the case plan

As part of the review of a case plan Child Safety Services must undertake the following activities:

To complete the development of a revised case plan

Once the decision is made that ongoing intervention will continue, Child Safety Services must undertake the following activities to develop a new case plan:

Other

Where relevant following the review and revision of a case plan:

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5.2 Re-assess the level of family risk for 'in home' cases

When to complete a family risk re-evaluation

The family risk re-evaluation is to be completed as part of the review of a case plan for a child, where there are children living at home and subject to:

Do not complete the family risk re-evaluation where one or more of the children are living in out-of-home care and other household children are living at home, but subject to intervention with parental agreement. In these circumstances, complete the family reunification assessment for all the children in the household - refer to 5.3 Assess whether reunification can occur.

As part of the review process, it is necessary to assess the ongoing risk to the child, which includes the completion of the family risk re-evaluation. The purpose of the family risk re-evaluation is to guide the decision about:

The family risk re-evaluation re-assesses the risk level in a household by considering the progress of the case plan and any changes in the family's environment and behaviour during its implementation.

When the child is Aboriginal or Torres Strait Islander, ensure the recognised entity is consulted in the completion of the family risk re-evaluation.

Complete the family risk re-evaluation

To complete the family risk re-evaluation:

For further information and definitions, refer to SDM: Family risk re-evaluation.

Policy and discretionary overrides

A policy or discretionary override will either increase or decrease the risk level scored in the family risk re-evaluation.

Select a policy override, which changes the risk level to 'very high', regardless of the score, in any of the following situations:

A policy override is only used if one of the above situations has occurred since the initial family risk evaluation or the previous family risk re-evaluation. If the event has occurred at anytime prior to that, do not use a policy override, consider a discretionary override if required.

Consider whether a discretionary override is applicable, to increase or decrease the risk level by one level, and:

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5.3 Assess whether reunification can occur

When to complete the family reunification assessment

The family reunification assessment is completed:

The family reunification assessment is not used for children:

A family reunification assessment is necessary to determine whether ongoing case planning will focus on:

If the focus is on returning the child upon a return home there must be a thorough assessment on any risk or safety concerns and an appropriate plan in place to address these. A well as a risk and safety assessment the decision to return a child home must be based upon the sufficient achievement of case plan goals.

When the child is Aboriginal or Torres Strait Islander, ensure the recognised entity is consulted in the completion of the family reunification assessment.

The purpose of the family reunification assessment is to:

Prior to the decision to reunify a child with their parents, determine whether a parent, their partner or an adult member in the reunification household has a conviction for a serious criminal offence against a child - refer to the section on 'Criminal convictions and reunification', below.

Complete the family reunification assessment

To complete the family reunification assessment:

The family reunification assessment sections

A brief overview of each section is outline below.

Section A: family reunification re-evaluation

Complete this section for every child. It scores and re-assesses the probability of future abuse and neglect incidents, based on the information gathered since the last review of the case plan. A reduced level of risk will be achieved when the family has made significant progress under the case plan. In this section, always use the risk level from the initial family risk evaluation that was completed during the investigation and assessment, or, if a subsequent investigation and assessment has been completed since the child entered care, use that risk level from that family risk evaluation.

Section B: parent-child contact visit plan evaluation

Complete this section for every child with whom reunification is intended. It evaluates contact between the child and the parent, but not contact with other family members, and considers:

Section C: reunification safety assessment

Complete this section if reunification is considered possible, that is:

Section D: permanency plan recommendation guidelines

Complete this section for every child, using the section that corresponds to the child's age, either under three years, or three years and over. It is based on the outcomes of the risk, contact and safety assessments in sections A-C and will recommend reunification when:

Alternatively, the family reunification assessment will not recommend reunification when either:

Following completion of this section, one of three recommendations will be generated:

When reunification is the recommendation, consider what type of intervention will best support the family and the reunification process.

Section E: permanency plan recommendation summary

This section records the permanency plan recommendation from section D. To complete section E:

Once a decision is made to pursue an alternative long-term placement for a child, it is not appropriate for a child to remain on a short-term custody or guardianship order. When it is determined that a child protection order is the most appropriate option, apply to the Childrens Court for a child protection order granting long-term guardianship. Where the child is Aboriginal or Torres Strait Islander, further consultation with a recognised entity will also be required.

Where the child is currently placed with a kinship carer, consult with the senior practitioner to determine whether an application to the Family Court of Australia (by the kinship carer) may be appropriate. The senior practitioner will consult with Court Services Unit in relation to this matter.

Section F: current case status

Complete this section for every child. It records one of the following decisions about ongoing intervention:

For further information and reunification guidelines refer to SDM: Family reunification assessment.

Apply for an order granting long-term guardianship

When the family reunification assessment recommends that Child Safety Services stop reunification services and pursue alternative long-term stable living arrangements, and a long-term guardianship order to a family member, other suitable person or the chief executive is to be pursued, ensure that:

For further information refer to Chapter 3, 2.6 Apply for a long-term guardianship order.

Criminal convictions and reunification

When a decision is made that a parent's (or their partners) criminal history is required, this should occur prior to completing the initial family reunification assessment. To undertake the criminal history check, refer to 1.1 Gather information about the child and family.

Consideration and thorough assessment should be given when reunifying a child to a household where a parent, their partner or an adult member in the reunification household has a conviction for a serious criminal offence against a child.

The assessment should be conducted in consultation with the senior practitioner and team leader and should cover the following areas to determine that reunification to the household will not pose a risk to the safety and well-being of the child:

Following the assessment, the family reunification assessment should be completed and the information included in the case plan for the child.

If use of a discretionary override is warranted to change the Permanency Plan Recommendation for the child from reunification to alternative long term stable living arrangement a team leader or senior practitioner needs to endorse the use of the override. 

The CSSC manager must approve the decision to either:

Record the CSSC manager's approval in a case note titled 'Case discussion: reunification decision'.

Where Child Safety Services obtains information that any adult in the household has such a conviction and one or both parents have no knowledge of the conviction, an authorised officer has a duty under the Child Protection Act 1999, section 5(2)(d)(iii) to inform the relevant parent of those concerns, so that the parent may take the appropriate actions to protect the child and be actively involved in the decision-making.

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5.4 Undertake parallel planning/permanency planning

Parallel planning begins when a child is removed under a child protection order. Even if the goal of the intervention is reunification, parallel planning needs to occur in the case that reunification can not occur in a timely and appropriate manner and alternative options must be pursued.

The family reunification assessment specifies timeframes within which reunification must occur, before a long term stable out-of-home care placement is pursued. When a child is aged under three years, a long-term out-of-home care placement will be pursued when:

For children aged three years and over a long-term out-of-home care placement will be pursued when:

The timeframes outlined above do not prevent a decision being made to pursue an alternative long-term stable living arrangement for the child at an earlier point of Child Safety Services' intervention. This decision will still be subject to ongoing case planning, implementation and review processes, in order to provide adequate evidence to the Childrens Court, in support of an application for a long-term child protection order. 

When it appears that the goal of reunification will not be possible, discuss this with the parents as early as possible and start to identify and establish suitable and permanent placements for the child within their extended family.

In circumstances where a child is aged under 4 years and the decision is being made to either reunify the child with their parents, or to pursue an alternative long-term placement option, the child must be referred to a permanency panel, in accordance with 5.5 Refer the case to a permanency panel.

For further information about permanency planning, refer to the practice paper Permanency planning.

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5.5 Refer the case to a permanency panel

The role of a permanency panel is to review, and where possible, reach agreement about endorsing the decision to reunify children aged under four years with their parents, or to pursue an alternative long-term placement option. Permanency panels occur as part of the case plan review process and provide rigour and objectivity to the decision-making process around permanency decisions.

Permanency panel composition

The permanency panel must comprise of a senior practitioner, the child's team leader, the CSO and a critical friend. For an Aboriginal or Torres Strait Islander child, a staff member from a recognised entity will also be invited to participate in the panel process, in accordance with the legislative requirements for ensuring recognised entity participation in significant decisions for a child (Child Protection Act 1999, section 6).

A critical friend is an independent third party who has the required qualifications, skills and knowledge to contribute in a meaningful way to the review of the decision-making process and who has had no previous involvement with the child, the child's family or been a party to any decision-making for the child. A critical friend may be a Child Safety Services' officer, a member of another government service or a member of the community sector.

Decide whether to refer to a permanency panel

The permanency panel process applies to all children, aged under four years, subject to statutory intervention, who are placed in out-of-home care under the Child Protection Act 1999, section 82(1), subject to a child protection order granting custody or guardianship to the chief executive.

The referral to a permanency panel will be made prior to completing a case plan review, where the decision is made to, either:

Prepare documentation to inform permanency panel discussions

For all children referred to the permanency panel: 

Arrange for the panel to convene

The CSSC manager is responsible for determining the membership of the permanency panel, in consultation with the OCC worker, if relevant. When the panel membership is decided:

Note: allow adequate time for panel members to consider all referral information, prior to the panel convening. 

Conduct the permanency panel 

The way in which the permanency panel is conducted may be determined at a local level by the CSSC however, panel members will consider the information outlined in the 'Permanency panel: Key factors for consideration' form and where applicable, the OCC review or recommendation report, along with the family reunification assessment, child strengths and needs assessment and parental strengths and needs assessment, where applicable.

In addition, for an Aboriginal or Torres Strait Islander child, the decision to reunify the child or to pursue an alternative long-term placement option is a 'significant decision', requiring that the recognised entity be provided with an opportunity to participate in the decision-making process.

Based on the information considered and discussed during the panel meeting, panel members will, where agreement is reached, endorse the decision to either reunify the child, or pursue a permanent out-of-home care placement.

A Child Safety Services' officer must record the details of the panel's discussion, including the panel's decision to endorse or not endorse the permanency decision on the 'Permanency panel: Key factors for consideration' form.

Where a panel cannot reach a decision due to the need for further information, they may decide to reconvene the panel at a later time, to enable further case work or information gathering to occur.  

Refer to the CSSC manager where consensus cannot be reached

If consensus cannot be reached by panel members, the matter will be referred to the CSSC manager, who will consider the information discussed during the meeting, the views of panel members as noted in the minutes and make a final decision.

Following the CSSC manager's decision record the decision and rationale in section 9 of the 'Permanency panel: Key factors for consideration' form.

Complete a case plan review and revise the case plan

Following the permanency panel meeting, complete the case plan review, including:

For further information, refer to 5. Review and revise the case plan.

Record keeping

All documentation associated with the permanency panel referral, discussions and outcome, will be attached to the relevant event in ICMS.

Provide advice of reviewable decisions

As soon as practicable after making a decision which constitutes a 'reviewable decision' (Child Protection Act 1999, schedule 2), provide all 'aggrieved persons', as listed in the Child Protection Act 1999, schedule 2, with written notice of the decision, the reasons for the decision and how to apply to have the decision reviewed by the Children Services Tribunal.

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5.6 Complete the review report

The review report documents the formal review of a case plan and provides evidence that the review of the case plan has occurred through a participative process.

Record a review report

To complete the review report, consider the key areas of assessment, including the progress of the case plan and other matters that must be addressed in the revised case plan such as:

Record in the review report how the child's need for long-term stable care will be met in the revised case plan. When the child is placed in out-of-home care under a child protection order granting custody or short-term guardianship, the report must state:

The plan for long-term out-of-home care may involve:

Record the review report in ICMS and submit it to the team leader for approval.

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5.7 Re-assess the child's strengths and needs

Prior to revising the case plan for a child, when the case will remain open for ongoing intervention, re-assess the child's strength and needs. The child strengths and needs assessment will assist in identifying the child's strengths and the needs that must be addressed in the case plan to ensure their safety and well-being. The purpose of this assessment is to:

For further information about completing a child's strengths and needs assessment refer to 1.2 Assess the child's strengths and needs.

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5.8 Re-assess the parental strengths and needs

Prior to revising the case plan for a child, when the case will remain open for ongoing intervention, re-assess the parental strength and needs, unless the child is subject to a custody or guardianship order and the case plan goal is not reunification. Re-assessing the parental strength and needs:

For further information about completing a parental strength and needs assessment refer to 1.3 Assess the parental strengths and needs.

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5.9 Develop and endorse the revised case plan

A revised case plan is completed following:

Develop a revised case plan

The revised case plan will record the goal, outcomes and actions to ensure a child's protection and care needs and will be informed by current assessments including:

Endorse the case plan

Record the new case plan for a child on the approved case plan form in ICMS and submit it to the team leader or senior practitioner for endorsement within seven days unless the plan is clearly impracticable or is not in the child's best interests.

When the plan is not endorsed, the plan is amended to the extent necessary to ensure that it is workable and consistent with a child's best interests.

Distribute the revised case plan to:

For further information refer to 3.3 Record, endorse and distribute the case plan.

When the case is to be closed

When the decision is made to close a case following the review process, refer to Chapter 3. Ongoing intervention.

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Last updated
18 September 2009